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MATTHEW JAMES WANGLER
Matthew J Wangler, Matthew J. Wangler, Matthew James Wangler
CRD#: 7630462
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3390 PILOT KNOB RD
EAGAN, MN 55121
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2024 (1 year)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Minnesota 11/19/2024

IA
Minnesota 12/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3390 PILOT KNOB RD, EAGAN, MN 55121
Registered with this firm since 12/10/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3390 PILOT KNOB RD, EAGAN, MN 55121
Registered with this firm since 11/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/14/2023 - 11/02/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Burnsville, MN
B
01/01/2023 - 07/25/2023 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.