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Detailed Report
Jacob Vance George
CRD#: 7625893
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 10100 TRINITY PARKWAY
SUITE 320
STOCKTON, CA 95219
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 9/13/2023
B
Nevada 9/13/2023
B
Arizona 9/13/2023
B
New Mexico 9/13/2023
B
Arkansas 10/17/2023
B
North Carolina 9/14/2023
B
California 9/13/2023
B
Ohio 9/13/2023
IA
California 9/13/2023
B
Oklahoma 9/13/2023
B
Colorado 9/13/2023
B
Oregon 9/13/2023
B
Connecticut 9/13/2023
B
Pennsylvania 9/13/2023
B
Delaware 1/2/2024
B
South Carolina 9/13/2023
B
Florida 9/13/2023
B
South Dakota 9/13/2023
B
Georgia 10/17/2023
B
Texas 9/13/2023
B
Idaho 9/13/2023
IA
Texas 9/13/2023
B
Illinois 9/13/2023
B
Utah 10/17/2023
B
Michigan 9/13/2023
B
Virginia 9/13/2023
B
Missouri 9/13/2023
B
Washington 9/13/2023
B
Montana 9/13/2023
B
Wisconsin 9/13/2023
B
Nebraska 9/13/2023
B
Wyoming 10/17/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
10100 TRINITY PARKWAY SUITE 320, STOCKTON, CA 95219
Registered with this firm since 9/13/2023
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
10100 TRINITY PARKWAY SUITE 320, STOCKTON, CA 95219
Registered with this firm since 8/14/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.