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Vincent Francis Guagenti
CRD#: 7624650
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 6000 E. EVANS AVE, SUITE 2-200
DENVER, CO 80022
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2022 - 2023 (<1 year)
License(s)

State Registrations

B
California 5/11/2023

B
Michigan 5/11/2023

B
Colorado 5/11/2023

B
Ohio 5/11/2023

IA
Colorado 5/11/2023

B
Texas 6/21/2024

B
Florida 5/11/2023

IA
Texas 6/21/2024

B
Indiana 5/11/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
6000 E. EVANS AVE, SUITE 2-200, DENVER, CO 80022
Registered with this firm since 5/11/2023

B
LPL FINANCIAL LLC (CRD#:6413)
6000 E. EVANS AVE, SUITE 2-200, DENVER, CO 80022
Registered with this firm since 5/11/2023

Previous Registration(s)
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09/12/2022 - 05/11/2023 SIGMA FINANCIAL CORPORATION (CRD#:14303) Denver, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.