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Detailed Report
Violet Ann Steinkamp
Violet Ann Snead
CRD#: 7620022
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5200 Members Pkwy. NW
Rochester, MN 55901
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5200 Members Pkwy. NW
Rochester, MN 55901
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2024 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2023 - Present (1 year)
License(s)

State Registrations

B
Minnesota 1/9/2024
IA
Minnesota 1/9/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
5200 Members Pkwy. NW, Rochester, MN 55901
Registered with this firm since 1/9/2024
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5200 Members Pkwy. NW, Rochester, MN 55901
Registered with this firm since 11/22/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.