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Tykem Thompson
CRD#: 7617180
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1800 NORTH MILITARY TRAIL
SUITE 300
BOCA RATON, FL 33431
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 3/27/2023

B
Nebraska 3/27/2023

B
Alaska 3/27/2023

B
Nevada 3/27/2023

B
Arizona 3/27/2023

B
New Hampshire 3/27/2023

B
Arkansas 3/27/2023

B
New Jersey 3/23/2023

B
California 3/27/2023

IA
New Jersey 3/24/2023

B
Colorado 3/27/2023

B
New Mexico 3/27/2023

B
Connecticut 3/27/2023

B
New York 3/27/2023

B
Delaware 3/27/2023

B
North Carolina 3/27/2023

B
District of Columbia 3/27/2023

B
North Dakota 3/27/2023

B
Florida 1/19/2023

B
Ohio 3/27/2023

IA
Florida 5/18/2023

B
Oklahoma 3/27/2023

B
Georgia 3/27/2023

B
Oregon 3/27/2023

B
Hawaii 3/27/2023

B
Pennsylvania 3/27/2023

B
Idaho 3/27/2023

B
Puerto Rico 3/27/2023

B
Illinois 3/27/2023

B
Rhode Island 3/27/2023

B
Indiana 3/27/2023

B
South Carolina 3/27/2023

B
Iowa 3/27/2023

B
South Dakota 3/27/2023

B
Kansas 3/27/2023

B
Tennessee 3/27/2023

B
Kentucky 3/27/2023

B
Texas 3/27/2023

B
Louisiana 3/27/2023

B
Utah 3/27/2023

B
Maine 3/27/2023

B
Vermont 3/27/2023

B
Maryland 3/27/2023

B
Virgin Islands 3/27/2023

B
Massachusetts 3/27/2023

B
Virginia 3/27/2023

B
Michigan 3/27/2023

B
Washington 3/27/2023

B
Minnesota 3/27/2023

B
West Virginia 3/27/2023

B
Mississippi 3/27/2023

B
Wisconsin 3/27/2023

B
Missouri 3/27/2023

B
Wyoming 3/27/2023

B
Montana 3/27/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1800 NORTH MILITARY TRAIL SUITE 300, BOCA RATON, FL 33431
Coral Springs, FL
Registered with this firm since 3/24/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1800 NORTH MILITARY TRAIL SUITE 300, BOCA RATON, FL 33431
Coral Springs, FL
Registered with this firm since 1/3/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.