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Detailed Report
Adama Hawa Diallo
Adama Diallo
CRD#: 7611574
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5704 BUCKEYSTOWN PIKE
FREDERICK, MD 21704
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 5/15/2024
B
New York 12/3/2022
B
Delaware 12/3/2022
B
Pennsylvania 12/3/2022
B
District of Columbia 12/3/2022
B
Texas 12/3/2022
B
Florida 12/3/2022
IA
Texas 12/14/2022
B
Maryland 10/13/2022
B
Virginia 12/3/2022
IA
Maryland 10/13/2022
B
West Virginia 12/3/2022
B
New Jersey 12/3/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5704 BUCKEYSTOWN PIKE, FREDERICK, MD 21704
Registered with this firm since 10/13/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5704 BUCKEYSTOWN PIKE, FREDERICK, MD 21704
Registered with this firm since 8/30/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.