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Reginald J Smith
Reginald Julian Smith, Reginald Smith
CRD#: 7609770
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 CRESCENT COURT
13TH FLOOR
DALLAS, TX 75201
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 11/21/2022

B
Nebraska 11/21/2022

B
Alaska 11/21/2022

B
Nevada 11/21/2022

B
Arizona 11/21/2022

B
New Hampshire 11/21/2022

B
Arkansas 11/21/2022

B
New Jersey 11/21/2022

B
California 11/21/2022

B
New Mexico 11/21/2022

B
Colorado 10/2/2022

B
New York 11/21/2022

B
Connecticut 11/21/2022

B
North Carolina 11/21/2022

B
Delaware 11/21/2022

B
North Dakota 11/21/2022

B
District of Columbia 10/2/2022

B
Ohio 11/22/2022

B
Florida 10/2/2022

B
Oklahoma 11/21/2022

B
Georgia 11/21/2022

B
Oregon 11/21/2022

B
Hawaii 11/21/2022

B
Pennsylvania 11/21/2022

B
Idaho 11/21/2022

B
Puerto Rico 10/2/2022

B
Illinois 11/21/2022

B
Rhode Island 11/21/2022

B
Indiana 11/21/2022

B
South Carolina 11/21/2022

B
Iowa 11/21/2022

B
South Dakota 11/21/2022

B
Kansas 11/21/2022

B
Tennessee 11/21/2022

B
Kentucky 11/21/2022

B
Texas 11/21/2022

B
Louisiana 10/2/2022

IA
Texas 10/22/2024

B
Maine 11/21/2022

B
Utah 11/21/2022

B
Maryland 10/2/2022

B
Vermont 11/21/2022

B
Massachusetts 11/21/2022

B
Virgin Islands 11/21/2022

B
Michigan 11/21/2022

B
Virginia 11/21/2022

B
Minnesota 11/21/2022

B
Washington 11/21/2022

B
Mississippi 11/21/2022

B
West Virginia 11/21/2022

B
Missouri 11/21/2022

B
Wisconsin 11/21/2022

B
Montana 11/21/2022

B
Wyoming 11/21/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Plano, TX
Registered with this firm since 10/22/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 CRESCENT COURT 13TH FLOOR, DALLAS, TX 75201
Plano, TX
Registered with this firm since 10/2/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.