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Detailed Report
HEATHER NADEAU
Heather Greco, Heather Stogdale
CRD#: 7607423
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 E SOUTH ST
[VV-RBO]
CHARLOTTESVILLE, VA 22902
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
8/6/2023
Financial
Final
6/8/2023
Financial
Pending
License(s)

State Registrations

B
Alabama 11/18/2024
B
New Hampshire 11/20/2024
B
California 11/18/2024
B
New Jersey 11/18/2024
B
Colorado 11/18/2024
B
New Mexico 12/19/2024
B
Connecticut 11/18/2024
B
New York 11/19/2024
B
Delaware 12/6/2024
B
North Carolina 11/18/2024
B
District of Columbia 11/20/2024
B
Ohio 11/18/2024
B
Florida 11/18/2024
B
Oklahoma 11/18/2024
B
Georgia 11/18/2024
B
Oregon 1/31/2025
B
Illinois 11/19/2024
B
Pennsylvania 11/18/2024
B
Kansas 11/18/2024
B
South Carolina 11/19/2024
B
Kentucky 11/18/2024
B
Tennessee 11/18/2024
B
Maine 3/6/2025
B
Texas 11/17/2024
B
Maryland 11/18/2024
IA
Texas 11/17/2024
B
Massachusetts 11/18/2024
B
Utah 11/18/2024
B
Michigan 12/18/2024
B
Virginia 11/12/2024
B
Minnesota 11/18/2024
IA
Virginia 11/12/2024
B
Mississippi 11/20/2024
B
Washington 11/18/2024
B
Missouri 11/18/2024
B
West Virginia 11/18/2024
B
Nebraska 11/18/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 E SOUTH ST [VV-RBO], CHARLOTTESVILLE, VA 22902
Registered with this firm since 11/12/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 E SOUTH ST [VV-RBO], CHARLOTTESVILLE, VA 22902
Registered with this firm since 6/18/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.