Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ALEXANDER CHRISTOPHER BREWER
ALEXANDER CHRISTOPHE BREWER, Alex Brewer, Alexander Christopher Brewer
CRD#: 7607302
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 TWO PORTLAND SQUARE
5TH FLOOR
PORTLAND, ME 04101-4088
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Alaska 12/6/2024
B
Montana 12/6/2024
B
Arizona 12/6/2024
B
New Hampshire 12/6/2024
B
California 12/6/2024
B
New Jersey 12/6/2024
B
Colorado 12/6/2024
B
New Mexico 12/6/2024
B
Connecticut 12/6/2024
B
New York 12/6/2024
B
District of Columbia 12/6/2024
B
North Carolina 12/6/2024
B
Florida 12/6/2024
B
Ohio 12/6/2024
B
Georgia 12/6/2024
B
Oklahoma 12/6/2024
B
Hawaii 12/6/2024
B
Pennsylvania 12/6/2024
B
Illinois 12/6/2024
B
Rhode Island 12/6/2024
B
Iowa 12/6/2024
B
South Carolina 12/6/2024
B
Kansas 12/6/2024
B
Tennessee 1/30/2025
B
Kentucky 12/6/2024
B
Texas 12/6/2024
B
Maine 12/4/2024
IA
Texas 12/6/2024
IA
Maine 12/6/2024
B
Vermont 12/6/2024
B
Maryland 12/6/2024
B
Virginia 12/6/2024
B
Massachusetts 12/6/2024
B
Wyoming 2/3/2025
B
Michigan 12/6/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
TWO PORTLAND SQUARE 5TH FLOOR, PORTLAND, ME 04101-4088
Portland, ME
Registered with this firm since 12/6/2024
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
TWO PORTLAND SQUARE 5TH FLOOR, PORTLAND, ME 04101-4088
Portland, ME
Registered with this firm since 12/4/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/05/2024 - 11/19/2024 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.