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I have several default judgments against me due to defaulting on personal debit within the past 5 years due to my spouses unexpected job loss and unemployment for over a year, unexpected adoption of two of my siblings' children and subsequent financial strain this caused. This was first reported to FINRA on 10/25/2022 on my initial U4 form as this was the first time I was required to do so/ was previously not licensed. On 5/16/2024 I entered a payment agreement that will begin with the initial payment of $197.00 on 5/24/2024 and each month after will pay 197.00 on the 24th of each month until the final payment of 196.91 will be paid on 10/24/2025 to pay this off in full.
3/17/2020
Judgment / Lien
Judgment/Lien Amount
$7,130.59
Judgment/Lien Type
Civil
Broker Comment
I have several default judgments against me due to defaulting on personal debit within the past 5 years due to my spouses unexpected job loss and unemployment for over a year, unexpected adoption of two of my siblings' children and subsequent financial strain this caused. Original balance of $7,130.59 brought down to 3,877.59 by payments made between 3/2020 and today. This was first reported to FINRA on 10/25/2022 on my initial U4 form as this was the first time I was required to do so/ was previously not licensed.
Per Law firm handling judgement balance owed is 3,877.59 as of 5/10/2024. 5/16/2024 I entered into payment agreement that will begin with the initial payment of $222.59 on 5/24/2024 and each month after will pay 215.00 on the 24th of each month until the final payment of 215.00 will be paid on 10/24/2025 to pay this off in full.
12/26/2019
Judgment / Lien
Judgment/Lien Amount
$27,931.00
Judgment/Lien Type
Civil
Broker Comment
I have several default judgments against me due to defaulting on personal debt within the past 5 years due to my spouses unexpected job loss and unemployment for over a year, unexpected adoption of two of my siblings' children and subsequent financial strain this caused. This was first reported to FINRA on 10/25/2022 on my initial U4 form as this was the first time I was required to do so/ was previously not licensed. I am currently making payments of a minimum of $300 a month, more when possible and if not paid in full by September 2025 I will make a balloon payment of remaining balance owed. As of 05/22/2024 balance owed is $10,500.00.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.