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courtnay christopher thompson
CRD#: 7605833
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2461 ENTERPRISE RD
ORANGE CITY, FL 32763
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 1/3/2023

B
Missouri 1/2/2024

B
Connecticut 1/3/2023

B
New Jersey 1/3/2023

B
Florida 12/7/2022

B
New York 1/3/2023

IA
Florida 1/18/2023

B
Pennsylvania 1/3/2023

B
Georgia 1/3/2023

B
Tennessee 12/17/2024

B
Massachusetts 1/3/2023

B
Texas 1/3/2023

B
Mississippi 10/23/2024

IA
Texas 1/23/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2461 ENTERPRISE RD, ORANGE CITY, FL 32763
230 N WOODLAND BLVD, DELAND, FL 32720
Registered with this firm since 1/18/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2461 ENTERPRISE RD, ORANGE CITY, FL 32763
230 N WOODLAND BLVD, DELAND, FL 32720
Registered with this firm since 9/22/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.