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Detailed Report
ANTHONY WARREN
TONY WARREN
CRD#: 7605754
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4051 E SUNRISE DR STE 200
TUCSON, AZ 85718
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Arizona 4/11/2023
B
New Mexico 6/8/2023
IA
Arizona 4/12/2023
B
New York 6/8/2023
B
Arkansas 6/8/2023
B
North Carolina 6/8/2023
B
California 6/8/2023
B
Ohio 6/8/2023
B
Colorado 6/8/2023
B
Oregon 6/8/2023
B
Connecticut 6/8/2023
B
Pennsylvania 4/9/2024
B
Florida 6/8/2023
B
South Carolina 6/8/2023
B
Hawaii 6/8/2023
B
Texas 6/8/2023
B
Idaho 6/8/2023
IA
Texas 6/8/2023
B
Illinois 6/8/2023
B
Utah 6/8/2023
B
Indiana 6/8/2023
B
Virginia 6/29/2023
B
Iowa 8/9/2024
B
Washington 6/8/2023
B
Michigan 6/8/2023
B
Wisconsin 6/8/2023
B
Missouri 6/8/2023
B
Wyoming 6/8/2023
B
Nevada 6/8/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4051 E SUNRISE DR STE 200, TUCSON, AZ 85718
Registered with this firm since 4/12/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4051 E SUNRISE DR STE 200, TUCSON, AZ 85718
Registered with this firm since 3/14/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.