Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
LEVI MARTIN MCKENZIE
LEVI Martin MCKENZIE, LEVI MCKENZIE
CRD#: 7605436
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 2001 MAIN STREET
SUITE 701
WHEELING, WV 26003
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 10/24/2023
B
Missouri 10/24/2023
B
Alaska 10/24/2023
B
New Jersey 10/24/2023
B
Arizona 10/24/2023
B
New York 10/24/2023
B
Arkansas 10/24/2023
B
North Carolina 10/24/2023
B
California 10/24/2023
B
Ohio 10/25/2023
B
Colorado 10/24/2023
B
Oregon 10/24/2023
B
Connecticut 10/24/2023
B
Pennsylvania 10/24/2023
B
Delaware 10/24/2023
B
South Carolina 10/24/2023
B
District of Columbia 10/24/2023
B
Tennessee 10/24/2023
B
Florida 10/24/2023
B
Texas 10/24/2023
B
Georgia 10/24/2023
IA
Texas 10/24/2023
B
Illinois 10/24/2023
B
Virginia 10/24/2023
B
Indiana 10/24/2023
B
Washington 10/24/2023
B
Kentucky 10/24/2023
B
West Virginia 10/21/2023
B
Maryland 10/24/2023
IA
West Virginia 10/27/2023
B
Massachusetts 10/24/2023
B
Wisconsin 10/24/2023
B
Michigan 10/24/2023
B
Wyoming 11/21/2023
B
Mississippi 10/24/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
2001 MAIN STREET SUITE 701, WHEELING, WV 26003
Registered with this firm since 10/24/2023
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
2001 MAIN STREET SUITE 701, WHEELING, WV 26003
Registered with this firm since 7/5/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.