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Detailed Report
David Thead
David Rawls Thead Jr., David Rawls Thead
CRD#: 7604496
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 22211 Marine View Dr S
DES MOINES, WA 98198
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (1 year)IALPL FINANCIAL LLC (CRD# 6413)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alaska 3/25/2024
B
New Mexico 8/1/2024
B
Arizona 3/25/2024
B
New York 3/25/2024
B
California 3/25/2024
B
Ohio 3/26/2024
B
Colorado 3/25/2024
B
Oregon 3/25/2024
B
District of Columbia 8/14/2024
B
Pennsylvania 2/26/2025
B
Florida 3/25/2024
B
Rhode Island 3/25/2024
B
Georgia 3/25/2024
B
South Carolina 9/6/2024
B
Hawaii 3/25/2024
B
Texas 3/25/2024
B
Idaho 3/25/2024
IA
Texas 3/25/2024
B
Kentucky 3/25/2024
B
Virginia 3/25/2024
B
Michigan 3/25/2024
B
Washington 3/25/2024
B
Minnesota 3/25/2024
IA
Washington 3/25/2024
B
Montana 3/25/2024
B
Wisconsin 3/25/2024
B
Nevada 3/25/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
22211 Marine View Dr S, DES MOINES, WA 98198
Registered with this firm since 3/25/2024
B
EDWARD JONES (CRD#:250)
22211 Marine View Dr S, DES MOINES, WA 98198
Registered with this firm since 3/25/2024
Previous Registration(s)
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B
 02/17/2023 - 03/13/2024 LPL FINANCIAL LLC (CRD#:6413) RENTON, WA
IA
 05/31/2023 - 03/04/2024 FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#:151298) Renton, WA
IA
 05/01/2023 - 06/21/2023 LPL FINANCIAL LLC (CRD#:6413) RENTON, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.