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Detailed Report
NICHOLAS KORETOFF
nicholas D koretoff
CRD#: 7602719
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 AMELIA EARHART DR 2ND & 3RD FLS
[WT & CST]
SALT LAKE CITY, UT 84116
Registration History
Oct2024AprJulOct2025AprJulOct2026Apr4 FIRMS2024 - 2024 (<1 year)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
Alabama 1/13/2025
B
Nebraska 1/13/2025
B
Alaska 1/13/2025
B
Nevada 1/13/2025
B
Arizona 1/13/2025
B
New Hampshire 1/13/2025
B
Arkansas 1/13/2025
B
New Jersey 1/13/2025
B
California 1/13/2025
B
New Mexico 1/13/2025
B
Colorado 1/13/2025
B
New York 1/13/2025
B
Connecticut 1/13/2025
B
North Carolina 1/13/2025
B
Delaware 1/13/2025
B
North Dakota 1/13/2025
B
District of Columbia 1/13/2025
B
Ohio 1/13/2025
B
Florida 1/13/2025
B
Oklahoma 1/13/2025
B
Georgia 1/13/2025
B
Oregon 1/13/2025
B
Hawaii 1/13/2025
B
Pennsylvania 1/13/2025
B
Idaho 1/13/2025
B
Puerto Rico 1/13/2025
B
Illinois 1/13/2025
B
Rhode Island 1/13/2025
B
Indiana 1/13/2025
B
South Carolina 1/13/2025
B
Iowa 1/13/2025
B
South Dakota 1/13/2025
B
Kansas 1/13/2025
B
Tennessee 1/13/2025
B
Kentucky 1/13/2025
B
Texas 1/13/2025
B
Louisiana 1/13/2025
B
Utah 1/13/2025
B
Maine 1/13/2025
IA
Utah 1/13/2025
B
Maryland 1/13/2025
B
Vermont 1/13/2025
B
Massachusetts 1/13/2025
B
Virgin Islands 1/13/2025
B
Michigan 1/13/2025
B
Virginia 1/13/2025
B
Minnesota 1/13/2025
B
Washington 1/13/2025
B
Mississippi 1/13/2025
B
West Virginia 1/13/2025
B
Missouri 1/13/2025
B
Wisconsin 1/13/2025
B
Montana 1/13/2025
B
Wyoming 1/13/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 1/13/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Registered with this firm since 1/13/2025
Previous Registration(s)
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IA
 08/07/2024 - 12/04/2024 MORGAN STANLEY (CRD#:149777) Sandy, UT
B
 08/07/2024 - 12/04/2024 MORGAN STANLEY (CRD#:149777) Sandy, UT
IA
 04/22/2024 - 04/26/2024 WELLS FARGO ADVISORS (CRD#:19616) SALT LAKE CITY, UT
B
 03/22/2024 - 04/26/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.