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Arturo Ramirez
Arturo Angulo Ramirez
CRD#: 7599908
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 845 N 2ND ST
EL CAJON, CA 92021
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 11/23/2022

B
Oregon 11/23/2022

B
California 11/4/2022

B
Texas 11/23/2022

IA
California 11/4/2022

IA
Texas 12/1/2022

B
Florida 11/23/2022

B
Washington 11/23/2022

B
Nevada 11/23/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
845 N 2ND ST, EL CAJON, CA 92021
Registered with this firm since 11/4/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
845 N 2ND ST, EL CAJON, CA 92021
Registered with this firm since 9/2/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.