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Armando D Faucy-Smith
CRD#: 7593711
IA
B
LPF ADVISORS, LLCCRD#: 298068 2601 CATTLEMEN ROAD
SUITE 302
SARASOTA, FL 34232
SUITE 302
SARASOTA, FL 34232
OSAIC WEALTH, INC.CRD#: 23131 2601 CATTLEMEN RD
SUITE 302
SARASOTA, FL 34232-0000
SUITE 302
SARASOTA, FL 34232-0000
0
Disclosures
2
Years of Experience
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State Registrations
IA
Florida 4/16/2024
B
Florida 6/14/2024
SRO Registrations
B
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IA
Registered with this firm since 4/16/2024
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/11/2024 - 06/14/2024 | SARASOTA, FL | |
IA | 11/29/2022 - 03/25/2024 | SARASOTA, FL | |
B | 10/10/2022 - 03/25/2024 | SARASOTA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.