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Detailed Report
Haylie Michelle Kalinowski
Haylie Michelle Parent
CRD#: 7590107
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 10801 W Charleston Boulevard
Suite 400
Las Vegas, NV 89135
Registration History
201620172018201920202021202220232024202520262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (1 year)
Disclosure(s)
View By:
6/29/2016
Judgment / Lien
License(s)

State Registrations

B
Nevada 1/17/2024
IA
Nevada 1/23/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135
Las Vegas, NV
Registered with this firm since 1/23/2024
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135
Las Vegas, NV
Registered with this firm since 1/17/2024
Previous Registration(s)
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IA
 03/09/2023 - 01/02/2024 AXOS INVEST, INC (CRD#:150953) LAS VEGAS, NV
B
 01/12/2023 - 01/02/2024 AXOS INVEST LLC (CRD#:172393) Las Vegas, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.