Individual Firm
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Edward Wess
Edward R Wess
CRD#: 7588275
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 385 ROUTE 25A, STE. 5
MILLER PLACE, NY 11764
MILLER PLACE, NY 11764
View By:
5/2/2022
Financial
Final
State Registrations
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Connecticut 7/8/2024
B
North Carolina 7/8/2024
B
Florida 10/22/2024
B
Pennsylvania 10/22/2024
B
New Jersey 7/8/2024
B
South Carolina 10/22/2024
IA
New York 7/5/2024
B
Texas 7/8/2024
B
New York 7/8/2024
IA
Texas 7/8/2024
SRO Registrations
B
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 7/5/2024
B
Registered with this firm since 7/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2023 - 06/27/2024 | MELVILLE, NY | |
B | 10/28/2022 - 06/27/2024 | MELVILLE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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