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CALEB JOSEPH GOODMAN
Caleb Goodman
CRD#: 7587235
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
2008201020122014201620182020202220242 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
7/9/2007
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/17/2022

B
Nebraska 11/17/2022

B
Alaska 12/7/2022

B
Nevada 11/28/2022

B
Arizona 11/30/2022

B
New Hampshire 11/18/2022

B
Arkansas 11/22/2022

B
New Jersey 11/17/2022

B
California 11/17/2022

B
New Mexico 11/17/2022

B
Colorado 11/17/2022

B
New York 11/17/2022

B
Connecticut 11/17/2022

B
North Carolina 11/16/2022

B
Delaware 11/21/2022

B
North Dakota 11/28/2022

B
District of Columbia 11/17/2022

B
Ohio 11/17/2022

B
Florida 11/17/2022

B
Oklahoma 11/30/2022

B
Georgia 11/18/2022

B
Oregon 11/18/2022

B
Hawaii 1/17/2023

B
Pennsylvania 11/17/2022

B
Idaho 11/17/2022

B
Puerto Rico 11/28/2022

B
Illinois 11/30/2022

B
Rhode Island 11/22/2022

B
Indiana 11/17/2022

B
South Carolina 11/17/2022

B
Iowa 11/17/2022

B
South Dakota 11/17/2022

B
Kansas 11/17/2022

B
Tennessee 11/17/2022

B
Kentucky 11/18/2022

B
Texas 11/16/2022

B
Louisiana 11/18/2022

IA
Texas 11/21/2022

B
Maine 11/17/2022

B
Utah 11/4/2022

B
Maryland 11/18/2022

IA
Utah 11/21/2022

B
Massachusetts 11/17/2022

B
Vermont 11/17/2022

B
Michigan 11/18/2022

B
Virginia 11/17/2022

B
Minnesota 11/18/2022

B
Washington 11/16/2022

B
Mississippi 11/21/2022

B
West Virginia 11/17/2022

B
Missouri 11/18/2022

B
Wisconsin 11/17/2022

B
Montana 11/16/2022

B
Wyoming 11/21/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 11/21/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
MURRAY, UT
Registered with this firm since 9/23/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.