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Max S Pawliger
MAX SAMUEL PAWLIGER, MAX PAWLIGER
CRD#: 7587213
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 TOWN CENTER ROAD
10TH FLOOR
BOCA RATON, FL 33486
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - 2024 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - 2024 (1 year)
License(s)

State Registrations

B
Arizona 1/29/2025

B
New Jersey 1/29/2025

B
California 1/29/2025

B
New Mexico 1/29/2025

B
Colorado 1/29/2025

B
New York 1/29/2025

B
Florida 6/25/2024

B
North Carolina 1/30/2025

IA
Florida 6/26/2024

B
Ohio 1/30/2025

B
Georgia 1/29/2025

B
Oklahoma 1/29/2025

B
Illinois 1/29/2025

B
Pennsylvania 1/29/2025

B
Indiana 1/29/2025

B
Rhode Island 1/29/2025

B
Kentucky 1/29/2025

B
Tennessee 1/29/2025

B
Maine 1/29/2025

B
Texas 1/29/2025

B
Maryland 1/29/2025

IA
Texas 1/29/2025

B
Massachusetts 1/29/2025

B
West Virginia 1/29/2025

B
Missouri 1/29/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 TOWN CENTER ROAD 10TH FLOOR, BOCA RATON, FL 33486
Registered with this firm since 6/26/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 TOWN CENTER ROAD 10TH FLOOR, BOCA RATON, FL 33486
Registered with this firm since 6/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/27/2023 - 05/01/2024 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) JACKSONVILLE, FL
B
12/07/2022 - 04/25/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.