• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Brandi Raye Moulder-Shearin
Brandi Raye Moulder
CRD#: 7583906
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 9/23/2024

B
New Mexico 10/29/2024

B
Arizona 8/29/2024

B
New York 7/26/2024

B
California 7/26/2024

B
North Carolina 10/2/2024

B
Colorado 7/26/2024

B
North Dakota 7/26/2024

B
District of Columbia 1/6/2025

B
Oklahoma 1/15/2025

B
Florida 7/26/2024

B
Pennsylvania 9/6/2024

B
Massachusetts 1/15/2025

B
Tennessee 7/26/2024

B
Michigan 7/26/2024

B
Texas 3/28/2024

B
Missouri 9/10/2024

IA
Texas 3/28/2024

B
Nevada 9/25/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 3/28/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 12/22/2023

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.