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Detailed Report
Alexa Verzosa Alcala
CRD#: 7581786
IA
Investment Adviser
WADDELL & ASSOCIATES, LLCCRD#: 283723 5188 WHEELIS DRIVE
MEMPHIS, TN 38117
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAWADDELL & ASSOCIATES, LLC (CRD# 283723)2023 - Present (1 year)IASTEEL GROVE CAPITAL ADVISORS, LLC (CRD# 115231)2022 - 2023 (1 year)
License(s)

State Registrations

IA
Tennessee 12/4/2023
Current Registration(s)
IA
WADDELL & ASSOCIATES, LLC (CRD#:283723)
5188 WHEELIS DRIVE, MEMPHIS, TN 38117
Registered with this firm since 12/4/2023
Previous Registration(s)
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IA
 11/28/2022 - 11/02/2023 STEEL GROVE CAPITAL ADVISORS, LLC (CRD#:115231) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.