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Detailed Report
Taylor Makenzie Peters
CRD#: 7581371
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Investment Adviser
PROSPERITY ROAD, LLCCRD#: 281894 12341 NEWPORT AVENUE
STE. A-100
SANTA ANA, CA 92705
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAPROSPERITY ROAD, LLC (CRD# 281894)2023 - Present (1 year)IALAVISH FINANCIAL PLANNING (CRD# 167592)2022 - Present (2 years)
License(s)

State Registrations

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Florida 10/10/2023
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New Jersey 7/5/2022
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Georgia 11/20/2023
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New York 6/16/2022
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Louisiana 6/16/2022
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Pennsylvania 6/16/2022
Current Registration(s)
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PROSPERITY ROAD, LLC (CRD#:281894)
12341 NEWPORT AVENUE STE. A-100, SANTA ANA, CA 92705
Registered with this firm since 11/20/2023
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LAVISH FINANCIAL PLANNING (CRD#:167592)
1 HIGH STREET COURT, MORRISTOWN, NJ 07960
Registered with this firm since 6/16/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.