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SOPHIE J SPENCE
CRD#: 7580844
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 30 S WACKER SUITE 3910
CHICAGO, IL 60606
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2023 - 2024 (<1 year)IAMORGAN STANLEY (CRD# 149777)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Alabama 9/27/2024

B
Mississippi 9/13/2024

B
Arizona 9/13/2024

B
Missouri 9/13/2024

B
California 9/13/2024

B
Montana 9/13/2024

B
Colorado 9/13/2024

B
Nevada 9/13/2024

B
Connecticut 9/13/2024

B
New Jersey 9/13/2024

B
Delaware 9/13/2024

B
New Mexico 9/13/2024

B
District of Columbia 9/13/2024

B
New York 9/13/2024

B
Florida 9/13/2024

B
North Carolina 9/13/2024

B
Georgia 9/13/2024

B
North Dakota 9/13/2024

B
Idaho 9/13/2024

B
Ohio 9/13/2024

B
Illinois 9/13/2024

B
Oregon 9/13/2024

IA
Illinois 9/13/2024

B
Pennsylvania 9/13/2024

B
Indiana 9/13/2024

B
Rhode Island 9/13/2024

B
Iowa 9/13/2024

B
South Carolina 9/13/2024

B
Kansas 9/13/2024

B
Tennessee 9/13/2024

B
Kentucky 9/13/2024

B
Texas 9/13/2024

B
Louisiana 9/13/2024

IA
Texas 9/13/2024

B
Maryland 9/13/2024

B
Utah 9/13/2024

B
Massachusetts 9/13/2024

B
Virginia 9/13/2024

B
Michigan 9/13/2024

B
Washington 9/13/2024

B
Minnesota 9/13/2024

B
Wisconsin 9/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
30 S WACKER SUITE 3910, CHICAGO, IL 60606
Registered with this firm since 9/13/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
30 S WACKER SUITE 3910, CHICAGO, IL 60606
Registered with this firm since 9/13/2024

Previous Registration(s)
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IA
01/08/2024 - 09/26/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
12/05/2023 - 09/26/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.