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Detailed Report
JOSEPH NOLAN POWELL
Joseph Powell
CRD#: 7574325
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 3/2/2023
B
Missouri 3/2/2023
B
California 3/2/2023
B
Nevada 11/1/2023
B
Colorado 3/2/2023
B
New Jersey 3/2/2023
B
Connecticut 3/2/2023
B
New York 3/2/2023
B
Florida 3/2/2023
B
North Carolina 3/2/2023
B
Georgia 3/2/2023
B
Ohio 3/3/2023
B
Illinois 2/24/2023
B
Oregon 11/1/2023
IA
Illinois 3/2/2023
B
Pennsylvania 3/2/2023
B
Indiana 3/2/2023
B
South Carolina 11/1/2023
B
Iowa 11/1/2023
B
Tennessee 11/1/2023
B
Kansas 11/1/2023
B
Texas 3/2/2023
B
Kentucky 11/1/2023
IA
Texas 7/21/2023
B
Maryland 3/2/2023
B
Virginia 3/2/2023
B
Massachusetts 3/2/2023
B
Washington 3/2/2023
B
Michigan 3/2/2023
B
West Virginia 11/1/2023
B
Minnesota 3/2/2023
B
Wisconsin 3/2/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
Registered with this firm since 3/2/2023
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
CHICAGO, IL
Registered with this firm since 11/11/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.