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Detailed Report
GREGORY CHARLES RUOSS
GREGORY RUOSS
CRD#: 7567598
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 331 HARBISON BLVD
COLUMBIA, SC 29212
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
6/16/2023
Employment Separation After Allegations
License(s)

State Registrations

B
Colorado 9/19/2024
B
South Carolina 9/11/2023
IA
South Carolina 8/29/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
331 HARBISON BLVD, COLUMBIA, SC 29212
3600 PELHAM RD, GREENVILLE, SC 29615
Registered with this firm since 8/29/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
331 HARBISON BLVD, COLUMBIA, SC 29212
3600 PELHAM RD, GREENVILLE, SC 29615
Registered with this firm since 8/30/2023
Previous Registration(s)
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IA
 09/23/2022 - 07/14/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AIKEN, SC
B
 08/17/2022 - 07/14/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AIKEN, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.