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Detailed Report
David John Berendt
CRD#: 7567476
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 SUITE 150
500 WATERS EDGE
LOMBARD, IL 60148
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (1 year)BLINCOLN INVESTMENT (CRD# 519)2023 - Present (1 year)
License(s)

State Registrations

B
Illinois 1/17/2024
IA
Illinois 1/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
St. Charles, IL
Registered with this firm since 1/17/2024
IA
CAPITAL ANALYSTS (CRD#:162200)
500 WATERS EDGE SUITE 150, LOMBARD, IL 60148
Registered with this firm since 1/17/2024
B
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
St. Charles, IL
Registered with this firm since 6/27/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.