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Michael Fox
CRD#: 7564083
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 104 S 5TH ST
SEWARD, NE 68434
CETERA INVESTMENT SERVICES LLCCRD#: 15340 104 S FIFTH
SEWARD, NE 68434
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 1/9/2025

B
Nebraska 11/10/2023

B
California 1/9/2025

IA
Nebraska 11/14/2023

B
Colorado 1/9/2025

B
South Dakota 1/9/2025

B
Illinois 1/9/2025

B
Texas 1/9/2025

B
Iowa 1/9/2025

IA
Texas 1/9/2025

B
Kansas 1/9/2025

B
Utah 1/9/2025

B
Michigan 1/9/2025

B
Virginia 1/9/2025

B
Minnesota 1/9/2025

B
Washington 1/9/2025

B
Missouri 1/9/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
104 S 5TH ST, SEWARD, NE 68434
Registered with this firm since 11/14/2023

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
104 S FIFTH, SEWARD, NE 68434
Registered with this firm since 11/10/2023

Previous Registration(s)
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IA
11/04/2022 - 11/13/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Lincoln, NE
B
10/13/2022 - 11/13/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Lincoln, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.