Individual Firm
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Changxi Ji
CRD#: 7563608
IA
B
EDWARD JONESCRD#: 250 15315 FAIRFIELD RANCH ROAD
STE 230
CHINO HILLS, CA 91709-8836
STE 230
CHINO HILLS, CA 91709-8836
0
Disclosures
2
Years of Experience
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State Registrations
B
Arizona 7/15/2024
B
Nevada 3/28/2024
B
California 12/19/2023
B
New York 7/15/2024
IA
California 12/20/2023
B
Washington 4/2/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/20/2023
B
Registered with this firm since 12/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/26/2022 - 12/31/2023 | MONROVIA, CA | |
B | 06/07/2022 - 12/31/2023 | Monrovia, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.