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CAROL ZABALA VAUGHN
Carol Jessel Zabala Conde
CRD#: 7559919
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 PHIPPS TOWER-3438 PEACHTREE RD NE
SUITE 950
ATLANTA, GA 30326
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAOPPENHEIMER & CO. INC. (CRD# 249)2023 - Present (1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 6/28/2024

B
Montana 6/28/2024

B
Arizona 6/28/2024

B
Nebraska 6/28/2024

B
California 6/28/2024

B
Nevada 6/28/2024

B
Colorado 6/28/2024

B
New Jersey 6/28/2024

B
Connecticut 6/28/2024

B
New Mexico 6/28/2024

B
Delaware 6/28/2024

B
New York 6/28/2024

B
Florida 6/28/2024

B
North Carolina 6/28/2024

B
Georgia 5/4/2023

B
Ohio 6/28/2024

IA
Georgia 5/8/2023

B
Oklahoma 6/28/2024

B
Idaho 6/28/2024

B
Oregon 6/28/2024

B
Illinois 6/28/2024

B
Pennsylvania 6/28/2024

B
Kentucky 6/28/2024

B
South Carolina 6/28/2024

B
Louisiana 6/28/2024

B
Tennessee 6/28/2024

B
Maine 6/28/2024

B
Texas 6/28/2024

B
Maryland 6/28/2024

B
Utah 6/28/2024

B
Massachusetts 6/28/2024

B
Virginia 6/28/2024

B
Michigan 6/28/2024

B
Washington 6/28/2024

B
Minnesota 6/28/2024

B
West Virginia 6/28/2024

B
Mississippi 6/28/2024

B
Wisconsin 6/28/2024

B
Missouri 6/28/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 5/8/2023

B
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 11/29/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.