• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jason Michael Tom
CRD#: 7554000
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 345 CALIFORNIA STREET
SAN FRANCISCO, CA 94104-2642
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 6/28/2023

B
Nevada 6/28/2023

B
Arizona 6/28/2023

B
New Hampshire 6/28/2023

B
California 5/5/2023

B
New Jersey 6/28/2023

IA
California 5/8/2023

B
New York 6/28/2023

B
Colorado 6/28/2023

B
North Carolina 6/28/2023

B
District of Columbia 6/28/2023

B
Ohio 6/29/2023

B
Florida 6/28/2023

B
Oregon 6/28/2023

B
Hawaii 6/28/2023

B
Pennsylvania 6/28/2023

B
Idaho 6/28/2023

B
Rhode Island 6/28/2023

B
Indiana 6/28/2023

B
Texas 6/28/2023

B
Massachusetts 6/28/2023

IA
Texas 6/28/2023

B
Michigan 6/28/2023

B
Virginia 6/28/2023

B
Minnesota 1/2/2025

B
Washington 6/28/2023

B
Montana 6/28/2023

B
Wyoming 6/28/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
San Francisco, CA
Registered with this firm since 5/8/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
San Francisco, CA
Registered with this firm since 5/5/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2022 - 05/24/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) San Francisco, CA
B
06/03/2022 - 05/24/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) San Francisco, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.