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Tyler Francis Cain
Tyler Cain
CRD#: 7551837
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 53 STATE STREET
SUITE 3600
BOSTON, MA 02109-1875
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 10/13/2023

B
North Carolina 10/13/2023

B
Colorado 10/13/2023

B
Ohio 10/13/2023

B
Connecticut 10/9/2023

B
Pennsylvania 10/13/2023

B
District of Columbia 10/13/2023

B
Rhode Island 10/9/2023

B
Florida 10/13/2023

IA
Rhode Island 10/9/2023

B
Indiana 10/13/2023

B
Tennessee 10/13/2023

B
Maine 10/13/2023

B
Texas 10/13/2023

B
Maryland 10/13/2023

IA
Texas 10/13/2023

B
Massachusetts 10/9/2023

B
Vermont 10/13/2023

B
Michigan 10/13/2023

B
Virginia 1/2/2025

B
New Hampshire 10/13/2023

B
Washington 10/13/2023

B
New York 10/13/2023

B
Wisconsin 10/13/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
53 STATE STREET SUITE 3600, BOSTON, MA 02109-1875
Registered with this firm since 10/9/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
53 STATE STREET SUITE 3600, BOSTON, MA 02109-1875
Registered with this firm since 10/9/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2022 - 10/05/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) North Dartmouth, MA
B
09/16/2022 - 10/05/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) North Dartmouth, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.