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Detailed Report
Tianyi Xu
Eric Xu
CRD#: 7551763
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - 2025 (<1 year)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
Alaska 3/21/2025
B
Michigan 3/21/2025
B
California 3/21/2025
B
Nevada 3/21/2025
IA
California 3/21/2025
B
New Jersey 3/21/2025
B
Colorado 3/21/2025
B
New York 3/21/2025
B
Delaware 3/21/2025
B
North Carolina 3/21/2025
B
District of Columbia 3/21/2025
B
Pennsylvania 3/21/2025
B
Florida 3/21/2025
B
South Dakota 3/21/2025
B
Georgia 3/21/2025
B
Texas 3/21/2025
B
Hawaii 3/21/2025
IA
Texas 3/21/2025
B
Maryland 3/21/2025
B
Virginia 3/21/2025
B
Massachusetts 3/21/2025
B
Washington 3/21/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 3/21/2025
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 3/21/2025
Previous Registration(s)
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IA
 09/05/2024 - 03/17/2025 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 09/05/2024 - 03/17/2025 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 11/28/2023 - 08/26/2024 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) Pasadena, CA
B
 08/08/2023 - 08/26/2024 CETERA INVESTMENT SERVICES LLC (CRD#:15340) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.