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ALICIA STRATMAN DONAHUE
ALICIA GRACE STRATMAN, ALICIA STRATMAN
CRD#: 7550634
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2021 VALLEYGATE DRIVE
SUITE 101
FAYETTEVILLE, NC 28304
SUITE 101
FAYETTEVILLE, NC 28304
0
Disclosures
2
Years of Experience
View By:
State Registrations
B
California 11/19/2024
B
North Carolina 11/21/2024
B
Colorado 11/19/2024
B
Ohio 11/19/2024
B
District of Columbia 1/2/2025
B
Oregon 11/19/2024
B
Florida 11/19/2024
B
Pennsylvania 11/19/2024
B
Georgia 11/19/2024
B
South Carolina 11/19/2024
B
Illinois 11/19/2024
B
South Dakota 1/2/2025
B
Indiana 11/19/2024
B
Tennessee 11/19/2024
B
Maryland 11/19/2024
B
Texas 11/19/2024
B
Nevada 1/2/2025
B
Virginia 11/19/2024
B
New York 11/19/2024
B
Washington 11/19/2024
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North Carolina 11/19/2024
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 11/19/2024
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Registered with this firm since 11/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2023 - 10/14/2024 | WEST CHESTER, PA | |
B | 08/14/2023 - 10/14/2024 | WEST CHESTER, PA | |
B | 07/28/2022 - 08/11/2023 | MALVERN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.