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Failure to appear at scheduled domestic relations proceedings.
Resolution
SUSPENSION
Sanctions
Suspension
Registration Capacities Affected
All capacities
Duration
16 MONTHS
Duration Explanation
SEE DATES BELOW
Start Date
12/24/2013
End Date
4/21/2015
Broker Comment
This situation stemmed from challenging living circumstances during that period. Court notifications were not sent to the accurate address, resulting in my absence at the hearing. As a consequence, both my driver's license and occupational licenses were temporarily put on hold. Although I only held a life insurance license at the time, any suspension needs to be disclosed. Fortunately, the matter was resolved in my favor, and there have been no additional issues since that time.
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IA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.