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KELSEY ALEXIS RUTTENBERG
KELSEY RUTTENBERG
CRD#: 7548905
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 LINCOLN ST 10TH & 11TH FLS
[MA/MD-RBO]
DENVER, CO 80203
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 10/24/2024

B
Nebraska 1/2/2025

B
Alaska 11/12/2024

B
Nevada 1/2/2025

B
Arizona 10/24/2024

B
New Hampshire 1/2/2025

B
Arkansas 11/12/2024

B
New Jersey 10/24/2024

B
California 9/23/2022

B
New Mexico 10/24/2024

B
Colorado 8/2/2022

B
New York 10/24/2024

IA
Colorado 9/23/2022

B
North Carolina 11/12/2024

B
Connecticut 10/24/2024

B
North Dakota 1/2/2025

B
Delaware 1/2/2025

B
Ohio 10/25/2024

B
Florida 10/24/2024

B
Oklahoma 1/2/2025

B
Georgia 10/24/2024

B
Oregon 10/24/2024

B
Hawaii 11/12/2024

B
Pennsylvania 10/24/2024

B
Idaho 11/12/2024

B
Puerto Rico 10/24/2024

B
Illinois 10/24/2024

B
Rhode Island 1/2/2025

B
Indiana 11/12/2024

B
South Carolina 10/24/2024

B
Iowa 11/12/2024

B
South Dakota 1/2/2025

B
Kansas 11/12/2024

B
Tennessee 11/12/2024

B
Kentucky 1/2/2025

B
Texas 10/24/2024

B
Louisiana 11/12/2024

IA
Texas 10/25/2024

B
Maine 11/12/2024

B
Utah 10/24/2024

B
Maryland 10/24/2024

B
Vermont 1/2/2025

B
Massachusetts 10/24/2024

B
Virginia 10/24/2024

B
Michigan 10/24/2024

B
Washington 10/24/2024

B
Minnesota 10/24/2024

B
West Virginia 1/2/2025

B
Mississippi 11/22/2024

B
Wisconsin 11/12/2024

B
Missouri 10/24/2024

B
Wyoming 11/12/2024

B
Montana 11/12/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS [MA/MD-RBO], DENVER, CO 80203
Registered with this firm since 9/23/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 LINCOLN ST 10TH & 11TH FLS [MA/MD-RBO], DENVER, CO 80203
Registered with this firm since 8/2/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.