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Spencer Strunk
Spencer David Strunk
CRD#: 7547700
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 312 WALNUT STREET
SUITE 3300
CINCINNATI, OH 45202
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 6/13/2024

B
Missouri 6/13/2024

B
Colorado 6/13/2024

B
New York 6/13/2024

B
District of Columbia 6/13/2024

B
North Carolina 6/13/2024

B
Florida 6/13/2024

B
Ohio 6/6/2024

B
Georgia 6/13/2024

IA
Ohio 6/6/2024

B
Illinois 6/14/2024

B
Pennsylvania 6/13/2024

B
Indiana 6/13/2024

B
Tennessee 6/13/2024

B
Kentucky 6/13/2024

B
Texas 6/13/2024

B
Maryland 6/13/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
312 WALNUT STREET SUITE 3300, CINCINNATI, OH 45202
Registered with this firm since 6/6/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
312 WALNUT STREET SUITE 3300, CINCINNATI, OH 45202
Registered with this firm since 4/2/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.