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Detailed Report
Jaime Bardina
CRD#: 7547243
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 400 EL CAMINO REAL
BURLINGAME, CA 94010
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 10/12/2022
B
New York 6/15/2023
B
California 10/12/2022
B
Ohio 1/4/2023
IA
California 10/24/2022
B
Oregon 10/12/2022
B
Florida 10/12/2022
B
South Carolina 2/24/2025
B
Hawaii 3/17/2025
B
Texas 10/12/2022
B
Maryland 1/13/2025
IA
Texas 10/31/2022
B
Massachusetts 3/13/2024
B
Washington 10/12/2022
B
Nevada 10/12/2022

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 EL CAMINO REAL, BURLINGAME, CA 94010
620 MAIN ST, HALF MOON BAY, CA 94019
Registered with this firm since 10/24/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 EL CAMINO REAL, BURLINGAME, CA 94010
620 MAIN ST, HALF MOON BAY, CA 94019
Registered with this firm since 9/4/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.