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Asa Jerome Aldridge
Asa Aldridge
CRD#: 7543908
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 12377 MERIT DRIVE
SUITE 1500
DALLAS, TX 75251
SUITE 1500
DALLAS, TX 75251
0
Disclosures
2
Years of Experience
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State Registrations
B
Texas 8/1/2024
IA
Texas 8/1/2024
SRO Registrations
B
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IA
Registered with this firm since 8/1/2024
B
Registered with this firm since 8/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2022 - 07/16/2024 | FORT WORTH, TX | |
B | 06/02/2022 - 07/16/2024 | FORT WORTH, TX |
FORT WORTH, TX
07/05/2022 - 07/16/2024
FORT WORTH, TX
06/02/2022 - 07/16/2024
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.