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Raiatea Michelle Convery
CRD#: 7542909
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1604 Hewitt Avenue
Suite 601
EVERETT, WA 98201
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
8/26/2022
Financial
Final
License(s)

State Registrations

B
Washington 8/21/2024

IA
Washington 8/21/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1604 Hewitt Avenue Suite 601, EVERETT, WA 98201
Monroe, WA
Registered with this firm since 8/21/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1604 Hewitt Avenue Suite 601, EVERETT, WA 98201
Monroe, WA
Registered with this firm since 1/29/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.