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Detailed Report
Ashley Lamothe
CRD#: 7541763
IA
Investment Adviser
B
Broker
SNOWDEN CAPITAL ADVISORS LLCCRD#: 157299 225 South Lake Avenue Suite 650
Pasadena, CA 91101
SNOWDEN ACCOUNT SERVICES LLCCRD#: 149794 225 South Lake Avenue
Suite 650
Pasadena, CA 91101
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIASNOWDEN CAPITAL ADVISORS LLC (CRD# 157299)2024 - Present (<1 year)BSNOWDEN ACCOUNT SERVICES LLC (CRD# 149794)2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 6/22/2023
B
Missouri 6/22/2023
B
California 12/5/2022
B
Montana 6/22/2023
IA
California 7/30/2024
B
Nevada 6/22/2023
B
Colorado 6/22/2023
B
New York 6/22/2023
B
Florida 6/22/2023
B
Ohio 4/3/2025
B
Hawaii 7/30/2024
B
Texas 6/22/2023
B
Idaho 6/22/2023
B
Utah 6/22/2023
B
Louisiana 8/22/2023
B
Virginia 11/16/2023
B
Massachusetts 6/22/2023
B
Washington 6/22/2023
B
Michigan 6/22/2023
B
Wyoming 6/22/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SNOWDEN CAPITAL ADVISORS LLC (CRD#:157299)
225 South Lake Avenue Suite 650, Pasadena, CA 91101
Registered with this firm since 7/30/2024
B
SNOWDEN ACCOUNT SERVICES LLC (CRD#:149794)
225 South Lake Avenue Suite 650, Pasadena, CA 91101
Registered with this firm since 8/17/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.