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ASHLEY N GILLIAM
CRD#: 7538832
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 11817 CANON BLVD STE 100
NEWPORT NEWS, VA 23606
Registration History
2010201220142016201820202022202420262 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
4/30/2018
Financial
Final
11/28/2009
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 10/31/2023

B
Nevada 9/27/2024

B
Arizona 11/8/2023

B
New Jersey 10/31/2023

B
California 10/31/2023

B
New York 10/31/2023

B
Colorado 10/31/2023

B
North Carolina 10/31/2023

B
Connecticut 10/31/2023

B
Ohio 7/12/2024

B
Delaware 11/16/2023

B
Oregon 10/31/2023

B
District of Columbia 11/22/2023

B
Pennsylvania 11/1/2023

B
Florida 12/15/2023

B
South Carolina 11/3/2023

B
Georgia 10/31/2023

B
Tennessee 10/31/2023

B
Illinois 11/3/2023

B
Texas 10/31/2023

B
Kentucky 10/31/2023

IA
Texas 10/31/2023

B
Maryland 11/2/2023

B
Virginia 10/30/2023

B
Massachusetts 10/30/2023

IA
Virginia 10/30/2023

B
Michigan 11/6/2023

B
Washington 10/31/2023

B
Minnesota 10/31/2023

B
West Virginia 11/2/2023

B
Missouri 10/31/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
11817 CANON BLVD STE 100, NEWPORT NEWS, VA 23606
Registered with this firm since 10/30/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
11817 CANON BLVD STE 100, NEWPORT NEWS, VA 23606
Registered with this firm since 7/7/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.