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Kyle Gregory Kern
CRD#: 7534309
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3801 PGA BLVD.
SUITE 1000
PALM BEACH GARDENS, FL 33410
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Colorado 10/12/2022

IA
New Jersey 10/11/2022

IA
Colorado 8/22/2023

B
New York 10/12/2022

B
Florida 10/12/2022

B
North Carolina 10/12/2022

IA
Florida 2/22/2023

IA
North Carolina 11/7/2022

B
Michigan 10/12/2022

B
Texas 10/12/2022

B
New Jersey 10/10/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3801 PGA BLVD. SUITE 1000, PALM BEACH GARDENS, FL 33410
West Palm Beach, FL
Registered with this firm since 10/11/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3801 PGA BLVD. SUITE 1000, PALM BEACH GARDENS, FL 33410
West Palm Beach, FL
Registered with this firm since 6/30/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.