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Detailed Report
DAIRO JOSE LOPEZ PAYARES
Dairo Lopez
CRD#: 7529038
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1473 E OSCEOLA PKWY
KISSIMMEE, FL 34744
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
12/17/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 11/7/2022
B
Georgia 11/16/2022
IA
Florida 11/22/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1473 E OSCEOLA PKWY, KISSIMMEE, FL 34744
5708 HAMLIN GROVES TRL, WINTER GARDEN, FL 34747
Registered with this firm since 11/22/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1473 E OSCEOLA PKWY, KISSIMMEE, FL 34744
5708 HAMLIN GROVES TRL, WINTER GARDEN, FL 34747
Registered with this firm since 10/10/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.