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Detailed Report
HIMANI PATEL
HIMANI G PATEL
CRD#: 7528648
IA
Investment Adviser
B
Broker
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 54 Central Street
2nd Floor
Foxborough, MA 02035
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2023 - Present (2 years)BTD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2025 - Present (<1 year)
License(s)

State Registrations

IA
Florida 6/21/2023
IA
North Carolina 2/22/2024
IA
Massachusetts 1/20/2023
IA
Rhode Island 11/6/2023
IA
New Hampshire 3/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
54 Central Street 2nd Floor, Foxborough, MA 02035
Registered with this firm since 1/20/2023
B
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
54 Central Street 2nd Floor, Foxborough, MA 02035
Registered with this firm since 1/1/2025
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.