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Charles J Ott
CRD#: 7524064
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 Linden Oaks
Suite 200
Rochester, NY 14625
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 11/15/2023

B
New Jersey 11/15/2023

B
Arkansas 11/15/2023

B
New Mexico 11/15/2023

B
California 11/15/2023

B
New York 10/20/2023

B
Colorado 11/15/2023

IA
New York 10/20/2023

B
Connecticut 11/15/2023

B
North Carolina 12/5/2023

B
Delaware 11/15/2023

B
Ohio 11/16/2023

B
District of Columbia 11/15/2023

B
Oregon 11/15/2023

B
Florida 11/15/2023

B
Pennsylvania 11/15/2023

B
Georgia 11/15/2023

B
Rhode Island 11/15/2023

B
Illinois 11/15/2023

B
South Carolina 11/15/2023

B
Maine 11/15/2023

B
Tennessee 11/15/2023

B
Maryland 11/15/2023

B
Texas 11/15/2023

B
Massachusetts 11/15/2023

IA
Texas 11/22/2023

B
Michigan 11/15/2023

B
Utah 7/2/2024

B
Minnesota 11/15/2023

B
Virginia 11/15/2023

B
Montana 11/15/2023

B
Washington 11/15/2023

B
Nevada 11/15/2023

B
Wisconsin 11/21/2023

B
New Hampshire 11/15/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 Linden Oaks Suite 200, Rochester, NY 14625
Registered with this firm since 10/20/2023

B
MORGAN STANLEY (CRD#:149777)
300 Linden Oaks Suite 200, Rochester, NY 14625
Registered with this firm since 5/26/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.