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Cole M. Douglas
CRD#: 7519307
IA
Investment Adviser
CORIENTCRD#: 319448 10 S Wacker Dr
Suite 3100
Chicago, IL 60606
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IACORIENT (CRD# 319448)2022 - Present (2 years)IABALASA DINVERNO FOLTZ LLC (CRD# 113630)2022 - 2023 (<1 year)
License(s)

State Registrations

IA
Illinois 12/14/2022

Current Registration(s)
IA
CORIENT (CRD#:319448)
10 S Wacker Dr Suite 3100, Chicago, IL 60606
Registered with this firm since 12/14/2022

Previous Registration(s)
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IA
05/13/2022 - 03/31/2023 BALASA DINVERNO FOLTZ LLC (CRD#:113630) ITASCA, IL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.