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NATALIA BRUNO
Natalia Sandoval
CRD#: 7518221
IA
B
WELLS FARGO ADVISORSCRD#: 19616 314 TAYLOR ST
PUNTA GORDA, FL 33950
PUNTA GORDA, FL 33950
0
Disclosures
2
Years of Experience
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State Registrations
B
Arizona 12/20/2023
B
Nebraska 10/16/2024
B
Colorado 10/4/2023
B
New Hampshire 12/15/2023
B
Connecticut 12/20/2023
B
New York 12/15/2023
B
Florida 10/4/2023
B
Pennsylvania 12/5/2023
IA
Florida 10/5/2023
B
Tennessee 1/13/2025
B
Michigan 12/5/2023
B
Texas 3/28/2024
B
Minnesota 12/5/2023
IA
Texas 3/28/2024
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/5/2023
B
Registered with this firm since 10/4/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2023 - 10/03/2023 | AURORA, CO | |
B | 08/03/2023 - 10/03/2023 | AURORA, CO | |
B | 07/05/2023 - 07/05/2023 | ST. LOUIS, MO | |
B | 08/25/2022 - 03/27/2023 | AURORA, CO | |
B | 05/06/2022 - 07/01/2022 | HIGHLANDS RANCH, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.