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Detailed Report
Tessa A Biggs
CRD#: 7517984
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4350 La Jolla Village Drive
Suite 1000
San Diego, CA 92122
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 10/12/2023
B
Nebraska 10/12/2023
B
Arizona 10/12/2023
B
Nevada 10/12/2023
B
California 10/10/2023
B
New Hampshire 10/12/2023
IA
California 10/10/2023
B
New Mexico 10/12/2023
B
Colorado 10/12/2023
B
New York 10/12/2023
B
Delaware 10/12/2023
B
North Carolina 10/12/2023
B
Florida 10/12/2023
B
Ohio 10/13/2023
B
Georgia 10/12/2023
B
Oregon 10/12/2023
B
Hawaii 10/12/2023
B
Pennsylvania 10/12/2023
B
Idaho 10/12/2023
B
Rhode Island 10/12/2023
B
Illinois 10/12/2023
B
South Carolina 10/12/2023
B
Iowa 10/12/2023
B
Texas 10/12/2023
B
Kentucky 10/12/2023
IA
Texas 10/13/2023
B
Massachusetts 10/12/2023
B
Utah 10/12/2023
B
Michigan 10/12/2023
B
Virgin Islands 10/12/2023
B
Minnesota 10/12/2023
B
Virginia 10/12/2023
B
Mississippi 10/12/2023
B
Washington 10/12/2023
B
Missouri 10/12/2023
B
Wisconsin 10/12/2023
B
Montana 10/12/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 10/10/2023
B
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 10/6/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.